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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-26 |
| NC | RA | APPROVED | 2025-02-20 |
Branch Locations
200 Hawkins Avenue Suite 103C, Sanford, NC 27330 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Concourse Financial Group Securities Inc | Sanford | NC | 04/2016 | 02/2025 |
| Legacy Asset Protection Group | Sanford | NC | 06/2009 | 09/2016 |
| (Dba) Legacy Asset Strategies | Sanford | NC | 09/2016 | Present |
| Cetera Wealth Services, Llc | Sanford | NC | 02/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2025 | Present |
(dba) LEGACY ASSET STRATEGIES, LLC; Investment Related; 200 Hawkins Avenue, Suite 103C, Sanford, NC; Financial and Investment Services; Investment Adviser; Start Date 09/2016; 200 hours per month with 150 hours per month occurring during trading hours; Meeting with clients and determining their insurance and investment needs. If needed, I provide advice to clients pertaining to annuity, disability and long-term care (LTC) insurance products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-02 |
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