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Susan Mary Gullotta

Commonwealth Financial Network

Tarrytown, NY

Ossining, NY

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-06
  • NY RA
    APPROVED
    Since 2022-06-06

Branch Locations

220 White Plains Road Suite 425, Tarrytown, NY 10591 • United States

Ossining, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nfp Advisor Services, Llc Elmsford NY 07/2015 06/2022
Berkowitz, Herkert & Associates, Llc Elmsford NY 07/2002 Present
Westchester Financial Advisors Tarrytown NY 06/2022 Present
Commonwealth Financial Network Waltham MA 06/2022 Present
  • 07/2015 → 06/2022
    Nfp Advisor Services, Llc
    Elmsford, NY
  • 07/2002 → Present
    Berkowitz, Herkert & Associates, Llc
    Elmsford, NY
  • 06/2022 → Present
    Westchester Financial Advisors
    Tarrytown, NY
  • 06/2022 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-26
  • S66 Uniform Combined State Law Examination
    2020-09-26
Other Names
  • Susan Mary Walsh

View on SEC IAPD

Other Firms

PARK AVENUE SECURITIES LLC
FIFTH THIRD WEALTH ADVISORS LLC
BROWNSON, REHMUS & FOXWORTH, INC.
CITIZENS PRIVATE WEALTH
THE CAPITAL PRESERVE, INC.
MARTONE CAPITAL MANAGEMENT, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
DISCIPLINE WEALTH SOLUTIONS, INC.

Other Investors

THOMAS PALLOGUDIS
MARC A MIRABELLA
STEVEN SWISTAK
BRUCE P FOGWELL
James Henry Booth
DEBORAH S BECKER
Douglas Richard Strahle
Dylan Tuttle

Other Offices

PARK AVENUE SECURITIES LLC · TARRYTOWN, NY
FIFTH THIRD WEALTH ADVISORS LLC · Tarrytown, NY
BROWNSON, REHMUS & FOXWORTH, INC. · Tarrytown, NY
CITIZENS PRIVATE WEALTH · TARRYTOWN, NY
THE CAPITAL PRESERVE, INC. · TARRYTOWN, NY
MARTONE CAPITAL MANAGEMENT, INC. · TARRYTOWN, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Tarrytown, NY
DISCIPLINE WEALTH SOLUTIONS, INC. · TARRYTOWN, NY

More in Tarrytown, NY

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