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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2025-10-02
PA RA APPROVED 2025-10-01
  • NJ RA
    APPROVED
    Since 2025-10-02
  • PA RA
    APPROVED
    Since 2025-10-01

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

3440 Hamilton Blvd., Allentown, PA 18103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services, Inc St Paul MN 08/2002 09/2019
Minnesota Life Ins Co St Paul MN 08/2002 09/2019
Legacy Planning Inc. Allentown PA 08/2002 Present
Commonwealth Financial Network Watham MA 10/2019 10/2025
Hub International Investment Services Inc. Kansas City MO 11/2024 Present
Lpl Financial Llc Allentown PA 10/2025 Present
Global Retirement Partners, Llc San Rafael CA 10/2025 Present
  • 08/2002 → 09/2019
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2002 → 09/2019
    Minnesota Life Ins Co
    St Paul, MN
  • 08/2002 → Present
    Legacy Planning Inc.
    Allentown, PA
  • 10/2019 → 10/2025
    Watham, MA
  • 11/2024 → Present
    Hub International Investment Services Inc.
    Kansas City, MO
  • 10/2025 → Present
    Lpl Financial Llc
    Allentown, PA
  • 10/2025 → Present
    San Rafael, CA
Previous Registrations
  • 2019-10-01 → 2025-10-02
    Allentown, PA
    Reading, PA
  • 2012-03-02 → 2019-10-07
    Securian Financial Services, Inc.
    Coopersburg, PA
    Allentown, PA
Other Businesses

1. 10/01/2025- HUB RETIREMENT AND WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 06/01/2025. 2. 10/01/2025 - Legacy Planning A Hub International Company- Non-Variable Insurance- Inv Rel- Allentown, PA 18103 - Start Date 06/01/2025 - 8 Hrs Per Mnth- 2 Hrs During Trading. 3. 10/01/2025 - Real Estate Rental- Inv Rel- Susquehanna, PA- Start Date 03/7/2017 - 3 Hrs Per Mnth- 0 Hrs During Trading. 4. 10/01/2025- HUB INTERNATIONAL- Outside/W-2 Employment- Non Inv Rel- Allentown, PA 18103- Start Date 11/1/2024 - 0 Hrs Per Mnth- 0 Hrs During Trading. 5. 10/01/2025- LEGACY PLANNING, HUB INTERNATIONAL COMPANY- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 06/01/2025 6) 10/08/2025 - HUB RETIREMENT AND WEALTH MANAGEMENT - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:6/1/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 7) 10/08/2025 - GLOBAL RETIREMENT PARTNERS - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:6/1/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 6/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 10/08/2025 - LEGACY PLANNING, HUB INTERNATIONAL COMPANY - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:6/1/2025 - 160 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-01
  • S66 Uniform Combined State Law Examination
    2002-10-01
Designations

View on SEC IAPD

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