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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-02 |
| PA | RA | APPROVED | 2025-10-01 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services, Inc | St Paul | MN | 08/2002 | 09/2019 |
| Minnesota Life Ins Co | St Paul | MN | 08/2002 | 09/2019 |
| Legacy Planning Inc. | Allentown | PA | 08/2002 | Present |
| Commonwealth Financial Network | Watham | MA | 10/2019 | 10/2025 |
| Hub International Investment Services Inc. | Kansas City | MO | 11/2024 | Present |
| Lpl Financial Llc | Allentown | PA | 10/2025 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2025 | Present |
1. 10/01/2025- HUB RETIREMENT AND WEALTH MANAGEMENT- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 06/01/2025. 2. 10/01/2025 - Legacy Planning A Hub International Company- Non-Variable Insurance- Inv Rel- Allentown, PA 18103 - Start Date 06/01/2025 - 8 Hrs Per Mnth- 2 Hrs During Trading. 3. 10/01/2025 - Real Estate Rental- Inv Rel- Susquehanna, PA- Start Date 03/7/2017 - 3 Hrs Per Mnth- 0 Hrs During Trading. 4. 10/01/2025- HUB INTERNATIONAL- Outside/W-2 Employment- Non Inv Rel- Allentown, PA 18103- Start Date 11/1/2024 - 0 Hrs Per Mnth- 0 Hrs During Trading. 5. 10/01/2025- LEGACY PLANNING, HUB INTERNATIONAL COMPANY- DBA for LPL Business (entity for LPL business)- Inv Rel- At Reported Business Location (s)- Start Date 06/01/2025 6) 10/08/2025 - HUB RETIREMENT AND WEALTH MANAGEMENT - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:6/1/2025 - 160 Hrs/Mth - 8 Hrs During Trading. 7) 10/08/2025 - GLOBAL RETIREMENT PARTNERS - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:6/1/2025 - 160 Hrs/Mth - 8 Hrs During Trading.I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 6/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 10/08/2025 - LEGACY PLANNING, HUB INTERNATIONAL COMPANY - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:6/1/2025 - 160 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-01 |
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