Thomas J. Noto

Current Employers

Equitable Advisors, Llc

1345 Avenue Of The Americas, New York, NY 10105 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2002-11-21

IL RA
APPROVED

Since 2002-11-21

Branch Locations

520 Lake Cook Road Suite 270, Deerfield, IL 60015 • United States

Mount Prospect, IL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	07/2002	06/2020
Equitable Advisors, Llc	New York	NY	07/2002	Present

07/2002 → 06/2020

Axa Advisors, Llc

New York, NY
07/2002 → Present

Equitable Advisors, Llc

New York, NY

Other Businesses

USA HOCKEY - GOVERNING BODY FOR AMATEUR ICE HOCKEY PLAYERS, COACHES & OFFICIALS; ICE HOCKEY OFFICIAL; START 12/2008, 8 HRS/MO, $200/MO.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-11-20

S66 Uniform Combined State Law Examination

2002-11-20

View on SEC IAPD

Current Employers

Equitable Advisors, Llc

Disclosures

Employment History

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Exams

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