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Eric Gene Forret

Principal Asset Management

Des Moines, IA

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Current Employers
Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2008-09-22
  • IA RA
    APPROVED
    Since 2008-09-22

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Des Moines IA 02/2000 06/2024
Principal Funds Distributor Des Moines IA 01/2016 Present
Principal Securities Inc Des Moines IA 05/2018 Present
Principal Asset Management Des Moines IA 09/2008 Present
  • 02/2000 → 06/2024
    Principal Life Insurance Company
    Des Moines, IA
  • 01/2016 → Present
    Principal Funds Distributor
    Des Moines, IA
  • 05/2018 → Present
    Principal Securities Inc
    Des Moines, IA
  • 09/2008 → Present
    Principal Asset Management
    Des Moines, IA
Previous Registrations
Other Businesses

Access/supervised person of Principal Global Investors, LLC, and will perform certain functions for Principal Global Investors and its affiliates.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-08-23
S63 Uniform Securities Agent State Law Examination 1999-12-13
  • S65 Uniform Investment Adviser Law Examination
    2004-08-23
  • S63 Uniform Securities Agent State Law Examination
    1999-12-13

View on SEC IAPD

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OSAIC WEALTH, INC.
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WEST FINANCIAL ADVISORS, L.L.C.
AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

Other Investors

Kathryn Leeper Hooper
ROGER ROBERT RUDEN
Christian Harrison Rogers
ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

More in Des Moines, IA

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