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601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-10-07 |
Branch Locations
851 Irwin Street, Suite 200, San Rafael, CA 94901 • United States
601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-01-25 |
Branch Locations
851 Irwin Street Suite 200, San Rafael, CA 94901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | Palm Beach Gardens | FL | 06/2002 | 01/2017 |
| Lincoln Investment | San Rafael | CA | 01/2017 | Present |
| Capital Analysts, Llc | San Rafael | CA | 10/2021 | Present |
PROPERTY MANAGER POSITION: management of these properties. NATURE: Property Manager INVESTMENT RELATED: Yes NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 16 START DATE: 06/01/2016 ADDRESS: 851 Irwin St, Ste 200, San Rafael CA 94901, United States DESCRIPTION: Hiring contractors, listing the property for rent, deposits and return rent deposit. San Francisco rent law compliance. DBA Diana J. Bauer Position: Owner/Property Manager Nature: Real Estate Investment Related: Yes Hours: 3 Securities Trading Hours: 1 Start Date: 1/1/2012 Address: 851 Irwin St Ste 200 San Rafael, CA 94901 Description: property manger Tax Prep Position: sole proprietor. Nature: Tax Preperation Investment Related: No Hours: 5 Securities Trading Hours: 0 Start Date: 1/1/2017 Address: 851 Irwin Street Suite 200 San Rafael, CA 94901 San Rafael, CA 94901 Description: I complete tax returns
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2002-07-09 |
| S65 | Uniform Investment Adviser Law Examination | 2000-05-18 |
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