William Lawson Ralston

Current Employers

Employment History

• 02/2012 → Present
  Lpl Financial Llc
  Louisville, KY
• 09/2017 → Present
  Kpp Advisory Services Llc
  Louisville, KY

Previous Registrations

• 2003-01-07 → 2012-02-02
  Private Client Services, Llc
  Louisville, KY
  Louisville, KY
  Louisville, KY
• 2006-06-13 → 2009-12-31
  Woodbury Financial Services, Inc.
  Louisville, KY
  Louisville, KY

Other Businesses

1. 1/19/2012 - KENTUCKY PLANNING PARTNERS - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 11/2/2017 - KPP Advisory Services LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 10/02/2017 - 40 Hours Per Month During Securities Trading - I provide investment advisory services through KPP Advisory Services LLC, an independent investment advisor firm. I started this business activity in 10/2017. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 04/09/2024 - Shaw American Financial Corporation - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 04/03/2024 - 0 Hours Per Month/0 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-01-03
• S63 Uniform Securities Agent State Law Examination
  2002-07-10

Designations

Other Names

• Bill Ralston