Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-07-10 |
| OH | RA | APPROVED | 2007-05-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Toledo | OH | 06/2002 | Present |
| Mass Mutual Life Insurance Company | Toledo | OH | 04/2002 | Present |
NAME: DANIEL PEFFLEY INV REL: Y ADD: 7659 KINGS POINTE ROAD TOLEDO, OH 43617 NATURE: LIFE AND HEALTH POSITION: SALES START DATE: 2003 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 (2) NAME: A & D DEVELOPMENT INV REL: Y ADD: PO BOX 352015 TOLEDO, OH 43635 NATURE: RENTAL PROPERTY POSITION: OWNER START DATE: 2006 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: MANAGE PROPERTIES (3)NAME: DANIEL PEFFLEY INV REL: N ADD: 5212 HILL AVENUE TOLEDO, OH. 43615 NATURE: COLLEGE INSTRUCTOR POSITION: INDEPENDENT CONTRACTOR START DATE: 2/2011 NO. HR/MO: 12 NO. HR/MO DURING SEC TRADING: 12 (4)NAME:DANIEL PEFFLEY, INV REL:N ADDR: 2801 W BANCROFT ST, TOLEDO OH 43615, NATURE: BOARD THAT DISCUSSES LOCAL COMMERCE AND HELPS THE UNIVERSITY COACH GRADUATES ON THE LOCAL ECONOMY, POSITION: FINANCE DEPARTMENT BOARD MEMBER, START: 4/1/2008, NO HR/MO: >1 NO HR/MO DUR TRADING:0, DUTIES: MEET TWICE A YEAR WITH OTHER BUSINESS OWNERS/BOARD MEMBERS TO DISCUSS AND GIVE FEEDBACK ON LOCAL BUSINESS COMMUNITY. THIS INFORMATION IS USED TO HELP PROFESSORS AND COUNSELORS PREPARE STUDENTS IN THE BUSINESS AND FINANCE CURRICULUM FOR BEING HIRED BY LOCAL BUSINESSES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2003-06-20 |
Reach out to this advisor