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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-10-29 |
| DE | RA | APPROVED | 2019-10-25 |
| PA | RA | APPROVED | 2019-10-24 |
Branch Locations
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
460 E. Swedesford Road, Suite 2020, Wayne, PA 19087 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2016-11-14 |
| TX | RA | APPROVED_RES | 2016-07-21 |
Branch Locations
460 E Swedesford Rd., Ste 2020, Wayne, PA 19087 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Wayne | PA | 07/2016 | Present |
| Private Advisor Group, Llc | Morristown | NJ | 07/2016 | 10/2019 |
| Global Retirement Partners, Llc | Wayne | PA | 10/2019 | Present |
1. 07/07/2016 - PURA VIDA HOLDINGS, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 1 hour per week During Securities Trading. 2. 10/25/2019 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 10/24/2019 - 33 Hours Per Month/33 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 33 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/25/2019 - Global Retirement Partners, LLC - DBA: (Hybrid) FRS Capital Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/24/2019 - 33 Hours Per Month/33 Hours During Securities Trading. 4. 11/5/2019 - FRS Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/24/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 1/7/2020 - FRS Capital Management - DBA: FRS Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 6. 10/26/2020 - G.M.A.L. LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2017 - 5 Hours Per Month/0 Hours During Securities - Business Partner/Financial Investment Counseling. 7. 10/31/2023 - Colen Family Limited Partnership - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 4302 Piney Neck Rd. Rock Hall, MD 21661 - Start Date 07/17/2023 - 6 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-27 |
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