Best Investors Account Sign in
Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2019-10-29
DE RA APPROVED 2019-10-25
PA RA APPROVED 2019-10-24
  • NJ RA
    APPROVED
    Since 2019-10-29
  • DE RA
    APPROVED
    Since 2019-10-25
  • PA RA
    APPROVED
    Since 2019-10-24

Branch Locations

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

460 E. Swedesford Road, Suite 2020, Wayne, PA 19087 • United States

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2016-11-14
TX RA APPROVED_RES 2016-07-21
  • PA RA
    APPROVED
    Since 2016-11-14
  • TX RA
    APPROVED_RES
    Since 2016-07-21

Branch Locations

460 E Swedesford Rd., Ste 2020, Wayne, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Wayne PA 07/2016 Present
Private Advisor Group, Llc Morristown NJ 07/2016 10/2019
Global Retirement Partners, Llc Wayne PA 10/2019 Present
Previous Registrations
  • 2016-07-11 → 2019-10-28
    King Of Prussia, PA
    Morristown, NJ
  • 2015-01-02 → 2016-07-12
    Msi Financial Services, Inc.
    Newtown Square, PA
  • 2008-02-04 → 2015-01-02
    New England Securities
    Newtown Square, PA
    Newtown Square, PA
Other Businesses

1. 07/07/2016 - PURA VIDA HOLDINGS, LLC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - 1 hour per week During Securities Trading. 2. 10/25/2019 - Global Retirement Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Start Date: 10/24/2019 - 33 Hours Per Month/33 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in 10/2019. I expect to spend approximately 33 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 10/25/2019 - Global Retirement Partners, LLC - DBA: (Hybrid) FRS Capital Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 10/24/2019 - 33 Hours Per Month/33 Hours During Securities Trading. 4. 11/5/2019 - FRS Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/24/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 5. 1/7/2020 - FRS Capital Management - DBA: FRS Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/01/2019 - 160 Hours Per Month/160 Hours During Securities Trading. 6. 10/26/2020 - G.M.A.L. LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 1/1/2017 - 5 Hours Per Month/0 Hours During Securities - Business Partner/Financial Investment Counseling. 7. 10/31/2023 - Colen Family Limited Partnership - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 4302 Piney Neck Rd. Rock Hall, MD 21661 - Start Date 07/17/2023 - 6 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-01-28
S63 Uniform Securities Agent State Law Examination 2002-08-27
  • S66 Uniform Combined State Law Examination
    2008-01-28
  • S63 Uniform Securities Agent State Law Examination
    2002-08-27
Other Names
  • Ambler P Leach
  • Ambler Leach Selway

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in San Rafael, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor