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Joshua Blair Mortenson

Principal Securities, Inc.

Des Moines, IA

Lakeville, MN

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-03-06
MN RA APPROVED 2015-09-01
  • TX RA
    APPROVED_RES
    Since 2024-03-06
  • MN RA
    APPROVED
    Since 2015-09-01

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Lakeville, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Company Lakeville MN 04/2003 Present
Principal Securities, Inc. Lakeville MN 05/2003 Present
Other Businesses

FISHER-MORTENSON, LLC. 06/2010-PRESENT. 1/6 OWNER OF FARMLAND THAT IS RENTED. NOT INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-16
  • S66 Uniform Combined State Law Examination
    2010-08-16

View on SEC IAPD

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Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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