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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-11-04 |
| CA | RA | APPROVED | 2001-02-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Pasadena | CA | 06/2000 | Present |
| Bank Of America,Na | Pasadena | CA | 08/2009 | Present |
FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: FAMILY INVESTMENT/LOANINVESTMENT RELATED: YADDRESS OF BUSINESS: N/ANATURE OF BUSINESS: FAMILY BUSINESS FIDUCIARY ROLE: NFIDUCIARY ROLE FOR FAMILY?: FIDUCIARY DETAILS: POSITION, TITLE, ASSOCIATION: POSITION DUTIES: I AM ALSO HELPING WITH THE COMMUNICATIONS WITH OUR BUILDER, ENGINEER, ARCHITECTS, BANKER, ACCOUNTANT, AND ATTORNEY'S.START DATE OF RELATIONSHIP: 2/1/2012NUMBER OF HOURS DEVOTED: 10 MONTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MY PARENTS HAVE LAND IN THAILAND THAT THEY WANTED TO DEVELOP AND ASKED ME TO HELP THEM. I AGREED TO LEND MONEY AND HELP WITH COMMUNICATIONS.I*7835For profit or not for profit: Name of outside business organization: Pasadena Rental HouseInvestment related: Address of business:Pasadena, California 91104Nature of business: ,Position, title, association: , Start date of relationship: 4/1/2019Number of hours devoted: 10 hour(s) Number of hours devoted during trading hours: 0Duties: I*4521302 Entity Type: Entity For Profit Name of OBA: Coast Cards Address: Pasadena, California, 91104 Investment Related: No Position, Title, Association: Owner Employee Start Date: 05/05/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0, Weekly Duties: Buying/selling/trading sports and Pokemon trading cards Attending conventions on weekends with my kids
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-11-07 |
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