Joey S Katz

Current Employers

Employment History

• 08/2013 → 01/2021
  Td Ameritrade
  Carlsbad, CA
• 06/2021 → 12/2023
  E*Trade Securities Llc
  Alpharetta, GA
• 06/2021 → 12/2023
  E*Trade Capital Management Llc
  Alpharetta, GA
• 02/2021 → 05/2021
  Unemployed
  San Clemente, CA
• 08/2022 → 12/2023
  Morgan Stanley Smith Barney Llc
  Alpharetta, GA
• 09/2023 → 12/2023
  Morgan Stanley
  Alpharetta, GA
• 09/2023 → 12/2023
  Morgan Stanley
  Alpharetta, GA
• 12/2023 → Present
  Ep Wealth Advisors, Llc
  Torrance, CA

Previous Registrations

• 2022-08-16 → 2023-12-19
  Morgan Stanley
  Alpharetta, GA
  Alpharetta, GA
  Coconut Grove, FL
• 2021-07-08 → 2023-09-05
  Harrisdirect Llc
  San Clemente, CA
  Arlington, VA
  Alpharetta, GA
  Coconut Grove, FL
  Alpharetta, GA
• 2013-09-03 → 2021-01-11
  Td Ameritrade, Inc.
  Carlsbad, CA
  San Diego, CA
  Carlsbad, CA
• 2013-09-03 → 2020-12-31
  Td Ameritrade Investment Management, Llc
  Carlsbad, CA
  San Diego, CA
  Carlsbad, CA
• 2012-10-01 → 2012-11-16
  J.P. Morgan Securities Llc
  Laguna Hills, CA
  Mission Viejo, CA
  Irvine, CA
  Aliso Viejo, CA
  Ladera Ranch, CA
  Irvine, CA
  Irvine, CA
  Laguna Niguel, CA
  Laguna Hills, CA
  Mission Viejo, CA
  Lake Forest, CA
  San Clemente, CA
  Dana Point, CA
  Laguna Niguel, CA
  Ladera Ranch, CA
  Mission Viejo, CA
  San Juan Capistrano, CA
  Laguna Hills, CA
  San Clemente, CA
  San Clemente, CA
  Orange, CA
  Foothill Ranch, CA
  Rancho Santa Margarita, CA
  Mission Viejo, CA
  Irvine, CA
  Irvine, CA
  Irvine, CA
  Lake Forest, CA
  Irvine, CA
  Orange, CA
  Irvine, CA
  Tustin, CA
  Mission Viejo, CA
  Irvine, CA
  Irvine, CA
  Irvine, CA
  Mission Viejo, CA
  Irvine, CA
• 2011-10-10 → 2012-10-01
  Chase Investment Services Corp.
  San Clemente, CA
  San Clemente, CA
  Laguna Hills, CA
  San Juan Capistrano, CA
  Mission Viejo, CA
  Ladera Ranch, CA
  Laguna Niguel, CA
  Dana Point, CA
  San Clemente, CA
  Lake Forest, CA
  Mission Viejo, CA
  Laguna Hills, CA
  Laguna Niguel, CA
  Irvine, CA
  Mission Viejo, CA
  Laguna Hills, CA
  Irvine, CA
  Mission Viejo, CA
  Anaheim, CA
  Santa Ana, CA
  Irvine, CA
  Anaheim, CA
  Irvine, CA
  Irvine, CA
  Garden Grove, CA
  Mission Viejo, CA
  Tustin, CA
  Irvine, CA
  Orange, CA
  Fullerton, CA
  Orange, CA
  Irvine, CA
  Garden Grove, CA
  Lake Forest, CA
  Irvine, CA
  Fullerton, CA
  Anaheim, CA
  Irvine, CA
  Irvine, CA
  Mission Viejo, CA
  Rancho Santa Margarita, CA
  Fullerton, CA
  Foothill Ranch, CA
  Orange, CA
  Anaheim, CA
  Irvine, CA
  Ladera Ranch, CA
  Aliso Viejo, CA
  Irvine, CA
• 2006-10-10 → 2011-09-09
  Strategic Advisers Llc
  Atlanta, GA
  Altamonte Springs, FL
• 2004-08-16 → 2006-01-12
  Fsc Securities Corporation
  Atlanta, GA
  Lake Havasu City, AZ
• 2003-04-17 → 2004-08-11
  Citigroup Global Markets Inc.
  New York, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-09-10
• S63 Uniform Securities Agent State Law Examination
  1998-09-03

Other Names

• Joey Scott Katz