Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2024-02-08
  • CT RA
    APPROVED
    Since 2024-02-08

Branch Locations

Norwich, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cco Investment Services Corp. E Providence RI 10/2014 06/2018
Citizens Securities Inc. Riverside RI 06/2018 01/2020
Voya Financial Advisors, Inc. Windsor CT 01/2020 01/2024
Cetera Wealth Services, Llc Enfield CT 01/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-09
S63 Uniform Securities Agent State Law Examination 1999-01-28
  • S65 Uniform Investment Adviser Law Examination
    2002-04-09
  • S63 Uniform Securities Agent State Law Examination
    1999-01-28
Other Names
  • Jon Daly
  • Jonathan Patrick Daly

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Norwich, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor