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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-02-01 |
| CT | RA | APPROVED | 2009-03-11 |
Branch Locations
207 W Town St Unit 2B, Norwich, CT 06360 • United States
Plymouth, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Old Lyme | CT | 03/2009 | 03/2020 |
| Ameriprise Financial Services, Llc | Norwich | CT | 03/2020 | Present |
Board of Directors; Lifestream; Director; 13 Welby Road, , New Bedford, MA, 02745; Not Investment-Related; 12/01/2023; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-21 |
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