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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2011-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc | Fairfield | IA | 12/2001 | Present |
| Cambridge Investment Research Advsors, Inc | Fairfield | IA | 11/2011 | Present |
1) FINANCIAL DIRECTIONS INC, 129 W THAMES ST NORWICH CT, 06/1992, PRESIDENT, TAX PREPARATION/ACCOUNTING/PROBATE SERVICES. NIR, 1000 HR/YR 500 HR/TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 10/2006, AS ADVISORY REP OF A RIA. INV REL, 30 HR/WK 25 HR/TRADING 3) FINANCIAL DIRECTIONS INC, 129 West Thames St, Norwich CT 06360, United States, 06/01/1992, W2 Employee, Tax Services, NIR, 84 HR/MO - 42 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-11-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-20 |
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