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Todd Andrew Gestrich

LPl Financial LLC

Norwich, CT

Waterford, CT

Groton, CT

Waterford, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-05-18
  • CT RA
    APPROVED
    Since 2022-05-18

Branch Locations

One Connecticut Ave, Norwich, CT 06360 • United States

3 Boston Post Rd, Waterford, CT 06385 • United States

32 Chicago Ave, Groton, CT 06340 • United States

1055 Hartford Turnpike, Waterford, CT 06385 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 03/2013 Present
Cuna Brokerage Services, Inc. Waverly IA 03/2013 Present
Lpl Financial Llc Waterford CT 05/2022 Present
  • 03/2013 → Present
    Cuna Mutual Group
    Waverly, IA
  • 03/2013 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Waterford, CT
Previous Registrations
  • 2013-03-21 → 2022-05-18
    Cuna Brokerage Services, Inc.
    Waterford, CT
    Norwich, CT
    Waterford, CT
    Norwich, CT
  • 2007-09-08 → 2013-03-18
    Navy Federal Asset Management, Llc
    Herndon, VA
    Groton, CT
    Vienna, VA
  • 2007-07-26 → 2007-09-08
    Navy Federal Investment Services, Llc
    Groton, CT
    Newport, RI
Other Businesses

1. 05-18-2022-Charter Oak Retirement and Investment Services-Investment Related-Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-07-25
S63 Uniform Securities Agent State Law Examination 2003-08-28
  • S66 Uniform Combined State Law Examination
    2007-07-25
  • S63 Uniform Securities Agent State Law Examination
    2003-08-28

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
OSAIC WEALTH, INC.
JABEZ FINANCIAL, LLC
MML INVESTORS SERVICES, LLC

Other Investors

RODNEY LEE CAMPOPIANO
JODY SAGE JORDAN
ANDREW DRAKE SAWYER
STEVEN L. BOKOFF
BEAT RYFF
STEVEN SALVATOR WEDEGIS
Keith David Noyes
JEFFREY D CASALE

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Norwich, CT
ROSE CITY CAPITAL MANAGEMENT, LLC · NORWICH, CT
STATE FARM INVESTMENT MANAGEMENT CORP. · NORWICH, CT
THAMES FINANCIAL MANAGEMENT · NORWICH, CT
LPL FINANCIAL LLC · NORWICH, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · NORWICH, CT
LPL FINANCIAL LLC · NORWICH, CT
OSAIC WEALTH, INC. · Bozrah, CT

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