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Keith David Noyes

LPl Financial LLC

Norwich, CT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-01-06
  • CT RA
    APPROVED
    Since 2025-01-06

Branch Locations

202 Salem Turnpike, Norwich, CT 06360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Norwich CT 03/2023 Present
Coreplus Federal Cu Norwich CT 07/2022 Present
Enterprise Norwich CT 10/2021 03/2022
Spring Creek Inn Bozeman MT 08/2020 08/2021
Strengthening Our Systems Floyd VA 07/2018 08/2020
Unemployed Norwich CT 03/2022 07/2022
Unemployed Norwich CT 08/2021 10/2021
Radford University Radford VA 08/2017 05/2020
Dish Network Christiansburg VA 06/2016 08/2017
  • 03/2023 → Present
    Lpl Financial Llc
    Norwich, CT
  • 07/2022 → Present
    Coreplus Federal Cu
    Norwich, CT
  • 10/2021 → 03/2022
    Enterprise
    Norwich, CT
  • 08/2020 → 08/2021
    Spring Creek Inn
    Bozeman, MT
  • 07/2018 → 08/2020
    Strengthening Our Systems
    Floyd, VA
  • 03/2022 → 07/2022
    Unemployed
    Norwich, CT
  • 08/2021 → 10/2021
    Unemployed
    Norwich, CT
  • 08/2017 → 05/2020
    Radford University
    Radford, VA
  • 06/2016 → 08/2017
    Dish Network
    Christiansburg, VA
Other Businesses

1) 04/03/2024 - Coreplus Wealth Management - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-08
  • S66 Uniform Combined State Law Examination
    2024-11-08
Other Names
  • Keith David Noyes

View on SEC IAPD

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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
OSAIC WEALTH, INC.
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MML INVESTORS SERVICES, LLC

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TODD ANDREW GESTRICH
JODY SAGE JORDAN
ANDREW DRAKE SAWYER
STEVEN L. BOKOFF
BEAT RYFF
STEVEN SALVATOR WEDEGIS
JEFFREY D CASALE

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Norwich, CT
LPL FINANCIAL LLC · NORWICH, CT
ROSE CITY CAPITAL MANAGEMENT, LLC · NORWICH, CT
STATE FARM INVESTMENT MANAGEMENT CORP. · NORWICH, CT
THAMES FINANCIAL MANAGEMENT · NORWICH, CT
LPL FINANCIAL LLC · NORWICH, CT
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · NORWICH, CT
OSAIC WEALTH, INC. · Bozrah, CT

More in Norwich, CT

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