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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-24 |
| CT | RA | APPROVED | 2022-08-17 |
Branch Locations
716 Broad Street Ext., Waterford, CT 06385 • United States
624 West Main Street, Norwich, CT 06360 • United States
105 Elm Street, Old Saybrook, CT 06475 • United States
12 Roosevelt Avenue, Mystic, CT 06355 • United States
654 Long Hill Road, Groton, CT 06340 • United States
45 Town Street, Norwich, CT 06360 • United States
124 Boston Post Rd, Waterford, CT 06385 • United States
Ivoryton, CT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| People'S Securities, Inc | Bridgeport | CT | 07/2010 | Present |
| People's United Advisors, Inc | Bridgeport | CT | 05/2018 | Present |
| Lpl Financial Llc | Branford | CT | 08/2022 | Present |
| Lpl Financial Llc | Branford | CT | 08/2022 | Present |
1. 08/18/2022 - Wilmington Advisors @ M&T - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Financial Advisor - Start Date: 08/18/2022 - 200 Hours Per Month/150 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-09-16 |
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