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1201 Network Centre Drive, Effingham, IL 62401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Umb | St Louis | MO | 10/2015 | 01/2020 |
| Claris Advisors, Llc | St Louis | MO | 04/2020 | 12/2023 |
| Midland Wealth Management | Ladue | MO | 12/2023 | Present |
| Midland States Bank | Ladue | MO | 12/2023 | Present |
1) LICENSED INSURANCE AGENT; INVESTMENT- RELATED; 9925 CLAYTON ROAD, LADUE, MO, 63124; SEEL INSURANCE PRODUCTS 2) LEWIS AND CLARK COLLEGE; NON-INVESTMENT RELATED; 5800 GODFREY ROAD, GODFREY, IL, 62035; COMMUNITY COLLEGE ; ADJUNCT FACULTY; 12/2022; 16 HOURS PER MONTH; PROFESSOR OF BUSINESS CLASSES
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-17 |
| S65 | Uniform Investment Adviser Law Examination | 2001-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-06 |
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