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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-02-26 |
| MO | RA | APPROVED | 2010-08-02 |
Branch Locations
8860 Ladue Road Suite 230, St. Louis, MO 63124-2068 • United States
St. Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Clayton | MO | 08/2010 | Present |
1. 08/02/10 - CLAYTON INVESTMENT ASSOCIATES/ DBA ONLY/ CLAYTON, MO 2. 6/22/2018 - Koen D Badstebner trust dtd 10/13/2017 - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Start Date:10/13/2017 - 1 Hours Per Month/1 Hours During Trading.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1992-09-22 |
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