Carol Lynn Badstebner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Lpl Financial
  Clayton, MO

Other Businesses

1. 08/02/10 - CLAYTON INVESTMENT ASSOCIATES/ DBA ONLY/ CLAYTON, MO 2. 6/22/2018 - Koen D Badstebner trust dtd 10/13/2017 - Not Investment Related - At Reported Business Location(s) - Act in a Fiduciary Capacity - Start Date:10/13/2017 - 1 Hours Per Month/1 Hours During Trading.

Exams

• S63 Uniform Securities Agent State Law Examination
  1992-09-22

Designations

• Certified Financial Planner