Brian Christopher Lock

Current Employers

Employment History

• 03/2015 → 12/2021
  Beam Asset Management, Llc
  St. Louis, MO
• 07/2015 → 06/2024
  Securities America Inc
  St. Louis, MO
• 01/2022 → 10/2022
  Pfg Advisors, Llc
  St. Louis, MO
• 12/2021 → Present
  Universal Financial Advisors, Llc
  St. Louis, MO
• 01/1998 → Present
  Universal Financial Group, Inc.
  St. Louis, MO
• 06/2024 → Present
  Osaic Wealth, Inc.
  St. Louis, MO

Previous Registrations

• 2022-01-03 → 2022-08-10
  Pfg Advisors
  St. Louis, MO
• 2015-03-09 → 2021-12-15
  Beam Wealth Advisors, Inc.
  Saint Louis, MO
  Covington, LA
• 2001-09-24 → 2015-12-31
  Universal Financial Planning Consultants, Inc.
  St. Louis, MO

Other Businesses

1. DBA - UNIVERSAL FINANCIAL GROUP 2. UNIVERSAL FINANCIAL ADVISORS POSITION: Principal NATURE: Independent RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 05/09/2022 ADDRESS: 333 S. Kirkwood Road, Suite 301, Kirkwood MO 63122 DESCRIPTION: Investment management & financial planning for individuals and retirement plans. 3. L.O.V.E. OF KDHX POSITION: Volunteer NATURE: I a member of a volunteer organization. LOVE of KDHX. The organization consists of longtime volunteers organizing to achieve change of leadership and respectful accountability at KDHX?, a community radio station. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/04/2023 ADDRESS: 2358 S. 12th Street, Saint Louis MO 63104 DESCRIPTION: I help organize fundraising events, write & submit editorial articles advocating for our cause to local news outlets, and attend weekly meetings. 4. UNIVERSAL FINANCIAL PLANNING CONSULTANTS POSITION: Officer NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: 333 S. Kirkwood Road, Suite 301, Kirkwood MO 63122, United States DESCRIPTION: William Albair & Anthony Rich, IARs with our independent RIA, pay the corporation a portion of the monthly rent for the use of a room in our office.

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-08-30
• S63 Uniform Securities Agent State Law Examination
  1998-09-28

Designations

Other Names

• Brian Cristopher Lock
• Bhan Cristopher Lock
• Brian Cristopher Lock