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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-11-16 |
| MO | RA | APPROVED | 2010-07-09 |
Branch Locations
8860 Ladue Road Suite 230, St. Louis, MO 63124-2068 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Clayton | MO | 06/2010 | Present |
1. 06/24/10 - DBA CLAYTON INVESTMENT ASSOCIATES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1997-11-14 |
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