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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2011-02-04 |
Branch Locations
8860 Ladue Road Suite 230, St. Louis, MO 63124-2068 • United States
Wentzville, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Clayton | MO | 06/2010 | Present |
(1) 07/14/2011 * DBA for LPL Business (entity for LPL business) * Clayton Investment Associates * INV REL * AT REPORTED BUSINES LOCATION(S) (2) 01/20/2012 * Streamline Orthotics LLC * Outside/W-2 Employment * Project manager, financial analysis * NOT INV REL * AT REPORTED BUSINESS LOCATION(S) * TIME SPENT 5% (3) 01/15/2025- Balanced Books Solutions- Other - Bookkeeping- INV Related- Home based- 10 Hours Per Month
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-03 |
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