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12555 Manchester Rd, St. Louis, MO 63131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-06 |
| MO | RA | APPROVED | 2006-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Edward Jones | St Louis | MO | 09/2015 | Present |
FINRA Type of business: Regulatory authority Chicago, IL Start date: 1/1/2014 Finra Arbitrator Hours per week: 0 Hours during trading: 0 Potentially serve as an arbitrator for FINRA cases.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2001-10-17 |
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