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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2011-04-29 |
Branch Locations
8860 Ladue Road Suite 230, St. Louis, MO 63124-2068 • United States
St Louis, MO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Martin Gallaher Insurance Group | St. Louis | MO | 01/1990 | 04/2019 |
| Lpl Financial Llc | St Louis | MO | 04/2011 | Present |
1. 04/29/2011: Martin Insurance Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Time Spent 80% - fixed insurance agency - fixed, life and health lines. 2. 04/04/2011: No Business Name - Investment Related - St. Louis, MO - Real Estate Rental - Time Spent 1% - Owner of apartment building & single family rental dwelling. 3. 7/19/2011: Martin Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 1/29/2015: Thomas M. Martin - Not Investment Related - Business will be managed from home. - Other-Author - Start 02/15/2015 - 5 Hours Per Month/2 Hours During Securities Trading - Author of the book "The Eight Other Advantages of Universal Life" (self published). 5. 4/9/2019 - Clayton Investment Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2019 - 20 Hours Per Month/4 Hours During Securities Trading. 6.05/20/2025 - Kingside Strategies - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:05/09/2025 - 10 Hrs/Mth - 5Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-03-25 |
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