Thomas Morris Martin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1990 → 04/2019
  Martin Gallaher Insurance Group
  St. Louis, MO
• 04/2011 → Present
  Lpl Financial Llc
  St Louis, MO

Previous Registrations

• 2010-01-15 → 2011-05-11
  Osaic Fs, Inc.
  St. Louis, MO
  St. Louis, MO

Other Businesses

1. 04/29/2011: Martin Insurance Group - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Trails Only - Time Spent 80% - fixed insurance agency - fixed, life and health lines. 2. 04/04/2011: No Business Name - Investment Related - St. Louis, MO - Real Estate Rental - Time Spent 1% - Owner of apartment building & single family rental dwelling. 3. 7/19/2011: Martin Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 4. 1/29/2015: Thomas M. Martin - Not Investment Related - Business will be managed from home. - Other-Author - Start 02/15/2015 - 5 Hours Per Month/2 Hours During Securities Trading - Author of the book "The Eight Other Advantages of Universal Life" (self published). 5. 4/9/2019 - Clayton Investment Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 04/01/2019 - 20 Hours Per Month/4 Hours During Securities Trading. 6.05/20/2025 - Kingside Strategies - Investment Related - Non-Variable Insurance - At Reported Business Location(s) - Start Date:05/09/2025 - 10 Hrs/Mth - 5Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-28
• S63 Uniform Securities Agent State Law Examination
  2003-03-25

Designations

• Certified Financial Planner