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Richard Eric Weintraub

LPl Financial LLC

Boulder, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-03-08
CO RA APPROVED 2023-02-22
  • TX RA
    APPROVED
    Since 2023-03-08
  • CO RA
    APPROVED
    Since 2023-02-22

Branch Locations

4430 Arapahoe Ave Ste 210, Boulder, CO 80303-1100 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Boulder CO 09/2009 Present
Meridian Wealth Management Boulder CO 05/2012 Present
  • 09/2009 → Present
    Lpl Financial
    Boulder, CO
  • 05/2012 → Present
    Meridian Wealth Management
    Boulder, CO
Previous Registrations
  • 2012-05-30 → 2023-03-16
    Meridian Wealth Management Llc
    Boulder, CO
  • 2003-04-10 → 2009-10-05
    Cetera Investment Services Llc
    Denver, CO
    Boulder, CO
    Boulder, CO
  • 1999-01-01 → 2003-04-14
    Rbc Capital Markets, Llc
    Fort Collins, CO
Other Businesses

1. 09/08/2009 - DBA ONLY - MERIDIAN WEALTH MANAGEMENT - BOULDER, CO.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-09-10
S63 Uniform Securities Agent State Law Examination 1998-09-04
  • S65 Uniform Investment Adviser Law Examination
    1998-09-10
  • S63 Uniform Securities Agent State Law Examination
    1998-09-04
Designations
Other Names
  • Rich Weintraub
  • Richard Eric Weintraub
  • Richard Eric Weintraub

View on SEC IAPD

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