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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2009-10-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Monterey Park | CA | 10/2009 | Present |
| Bank Of America, N.A. | Pasadena | CA | 07/2011 | Present |
I*71509 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: Rental INVESTMENT RELATED: Y ADDRESS OF BUSINESS: LAS VEGAS, NEVADA 89145 NATURE OF BUSINESS: OTHER,IT IS MY OWN PROPERTY POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 10/4/2010 NUMBER OF HOURS DEVOTED: 1 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: IT IS A RENTAL PROPERTY. I*6350 For profit or not for profit: Name of outside business organization: Rental Property Investment related: Address of business: Hemet, California 92545 Nature of business: , Position, title, association: , Start date of relationship: 3/5/2018 Number of hours devoted: 0 hour(s) Number of hours devoted during trading hours: 0 Duties: I*1549277 For profit or not for profit: Name of outside business organization: Rental Property 1 Investment related: N Address of business: San Jacinto, California, 91582, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 10/23/2023 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: ,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1998-06-24 |
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