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Scott James Borg

Citigroup Global Markets Inc.

Staten Island, NY

Staten Island, NY

Fort Lee, NJ

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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-17
NC RA APPROVED 2016-08-09
  • NY RA
    APPROVED
    Since 2021-08-17
  • NC RA
    APPROVED
    Since 2016-08-09

Branch Locations

Cwm Retail, Sales 445 Forest Avenue, Staten Island, NY 10301 • United States

Cwm Retail, Sales 1492 Hylan Blvd, Staten Island, NY 10305 • United States

Citi Wealth Management, Sales 2071 Lemoine Avenue, Fl 2, Fort Lee, NJ 07024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc Brooklyn NY 06/2016 Present
Previous Registrations
  • 2008-03-17 → 2016-06-10
    Hsbc Securities (Usa) Inc.
    Brooklyn, NY
    Bronx, NY
    Staten Island, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Brooklyn, NY
    Bronx, NY
    Bronx, NY
    Staten Island, NY
    Bronx, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-03-14
S63 Uniform Securities Agent State Law Examination 1999-10-07
  • S65 Uniform Investment Adviser Law Examination
    2008-03-14
  • S63 Uniform Securities Agent State Law Examination
    1999-10-07
Other Names
  • Scott James Borg

View on SEC IAPD

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MML INVESTORS SERVICES, LLC · Staten Island, NY
EDWARD JONES · STATEN ISLAND, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Staten Island, NY
AMERIPRISE FINANCIAL SERVICES, LLC · Staten Island, NY
LEO WEALTH MANAGEMENT, LLC · STATEN ISLAND, NY
PUREVEST · STATEN ISLAND, NY
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Staten Island, NY
CETERA INVESTMENT ADVISERS LLC · STATEN ISLAND, NY

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