Troy Allen Helm

Current Employers

Employment History

• 12/2006 → 09/2019
  Summit Brokerage Services Inc
  Muncie, IN
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/2006 → 05/2021
  Summit Financial Group Inc
  Muncie, IN
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 08/2026 → Present
  Summit Financial Networks
  Muncie, IN

Previous Registrations

• 2006-12-04 → 2021-05-20
  Summit Financial Group Inc
  Muncie, IN
• 2005-05-19 → 2006-12-04
  City Securities Corporation
  Muncie, IN
  Muncie, IN
• 1999-10-06 → 2004-05-21
  A. G. Edwards & Sons, Inc.
  Muncie, IN

Other Businesses

(1) CINCINNATI LIFE; SINCE 01/01/2008; P.O. BOX 145496, CINCINNATI, OH, 45250; SALES; I USE THEM FOR TERM INSURANCE; 2 HOURS SPENT ON ACTIVITY PER MONTH, 2 HOURS SPEND ON ACTIVITY DURING TRADING HOURS (2) CRUMP INSURANCE; SINCE 11/26/2012; 1401 N. UNIVERSITY DR. STE 502, CORAL SPRINGS, FL, 33071; SALES; I plan to use them as one of Summit's approved IMO"s. I just did an application with them 11-21-2012. 2 HOURS SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (3) HELM FINANCIAL GROUP LLC; INVESTMENT RELATED; SAME AS REGISTERED BRANCH; THIS IS JUST A HOLDING ACCOUNT FOR TAX PURPOSES; 12/01/2006; APPX 0 HOURS/MONTH; APPX 0 HOURS DURING TRADING/MONTH (4) NAME OF OTHER BUSINESS: DBA: SUMMIT FINANCIAL NETWORKS INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 08/2026 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-07-17