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Joseph Reeves O'FLaherty

Channel Wealth, LLC

Santa Barbara, CA

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Current Employers
Channel Wealth, Llc

3760 State Street Suite 201, Santa Barbara, CA 93105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

3760 State Street Suite 201, Santa Barbara, CA 93105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santa Barbara Asset Mangment, Llc Santa Barbara CA 12/2009 Present
Channel Wealth, Llc Santa Barbara CA 10/2022 Present
  • 12/2009 → Present
    Santa Barbara Asset Mangment, Llc
    Santa Barbara, CA
  • 10/2022 → Present
    Channel Wealth, Llc
    Santa Barbara, CA
Previous Registrations
  • 2013-03-07 → 2022-08-17
    Nuveen Asset Management, Llc
    Chicago, IL
    Santa, CA
  • 2010-07-19 → 2013-03-13
    Santa Barbara Asset Management, Llc
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-07-15
  • S65 Uniform Investment Adviser Law Examination
    2010-07-15
Other Names
  • Joseph Reeves Oflaherty
  • Joe O'FLaherty

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
CERITY PARTNERS LLC · SANTA BARBARA, CA
J.P. MORGAN SECURITIES LLC · SANTA BARBARA, CA
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC · Santa Barbara, CA
KINGSWOOD WEALTH ADVISORS, LLC · Santa Barbara, CA
MORGAN STANLEY · Santa Barbara, CA
LPL FINANCIAL LLC · SANTA BARBARA, CA

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