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James Alan Cutler

Usi Advisors

Glastonbury, CT

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Current Employers
Usi Advisors

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2018-06-22
  • CT RA
    APPROVED
    Since 2018-06-22

Branch Locations

95 Glastonbury Blvd. Suite 102, Glastonbury, CT 06033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Directed Services Llc Windsor CT 01/2012 06/2018
Voya Financial Windsor CT 09/2014 06/2018
Voya Financial Partners Windsor CT 09/2014 06/2018
Voya American Equities Windsor CT 09/2014 06/2018
Voya Retirement Advisors Windsor CT 09/2014 06/2018
Voya Financial Advisors, Inc. Windsor CT 05/2016 06/2018
Usi Securities, Inc. Glastonbury CT 06/2018 Present
  • 01/2012 → 06/2018
    Directed Services Llc
    Windsor, CT
  • 09/2014 → 06/2018
    Voya Financial
    Windsor, CT
  • 09/2014 → 06/2018
    Voya Financial Partners
    Windsor, CT
  • 09/2014 → 06/2018
    Voya American Equities
    Windsor, CT
  • 09/2014 → 06/2018
    Voya Retirement Advisors
    Windsor, CT
  • 05/2016 → 06/2018
    Voya Financial Advisors, Inc.
    Windsor, CT
  • 06/2018 → Present
    Usi Securities, Inc.
    Glastonbury, CT
Previous Registrations
  • 2012-04-02 → 2018-06-05
    Voya Retirement Advisors, Llc
    Windsor, CT
    Windsor, CT
  • 2012-04-02 → 2018-06-05
    Voya Financial Partners, Llc
    Windsor, CT
  • 2007-04-13 → 2009-12-11
    Connecticut Investment Management
    New Haven, CT
  • 2005-05-06 → 2007-04-05
    Newalliance Investments, Inc.
    New Haven, CT
    New Haven, CT
    New Haven, CT
    Wethersfield, CT
  • 2003-02-12 → 2005-05-04
    Coburn & Meredith, Inc.
    Hartford, CT
  • 1998-06-29 → 2002-12-11
    Prudential Equity Group, Llc
    Westport, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-05-21
S63 Uniform Securities Agent State Law Examination 1998-05-15
  • S65 Uniform Investment Adviser Law Examination
    1998-05-21
  • S63 Uniform Securities Agent State Law Examination
    1998-05-15

View on SEC IAPD

Other Firms

USI SECURITIES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
JANNEY MONTGOMERY SCOTT LLC
INTEGRATED WEALTH CONCEPTS LLC
CORNERSTONE PLANNING GROUP
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
INTEGRITY ALLIANCE, LLC.

Other Investors

Daniel Robert Casella
STUART SELLARS WALLACE
JOSEPH MICHAEL MATTIA
DENISE M OBRIEN
JOSEPH FRANK DEROSA
BINDU MUKUNDRAY PATEL
CHRISTOPHER JOHN MARTIN
SARAH J BRUNO

Other Offices

USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT
USI ADVISORS · Glastonbury, CT

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