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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2025-10-10 |
| TX | RA | APPROVED | 2025-10-10 |
Branch Locations
302 E. Broad St. Floor 2, Westfield, NJ 07090 • United States
225 South Street, Morristown, NJ 07960 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Morristown | NE | 11/2014 | 06/2022 |
| Morgan Stanley | New York | NY | 06/2022 | 09/2025 |
| J.P. Morgan Securities Llc | Westfield | NJ | 10/2025 | Present |
Entity Name: Family Rental Property Investment related: No Address: Sayreville NJ Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Rent Collection and Administrative roles Entity Name: Family Rental Property Investment related: No Address: 374 Hampton Millponds Community Road Morganville NJ 07751 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/01/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Collect Rent and Pay Bills Entities: Family Rental Property; Family Condo Rental Property Position: Owner/Partner Address: Various locations in NJ (4 in Monroe, 1 in Washington, 2 in Aberdeen, 2 in Old Bridge, 2 in Wall and 1 in Lavallette, NJ) Details: Real Estate Investment Related: No Start Date: Between 11/01/2018 and 12/15/2025 Hours Dedicated: 0-10 Trading: 0 Duties: Collect rent and pay bills for multiple properties Entity Name: Family Rental Property Investment related: N Address: Old Bridge, New Jersey Nature of the other business: Rental Property Position/Title/Relationship: Owner Start Date: 09/01/2021 "Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 during trading hours Briefly describe your duties: Manage the bill payments and rental collection Entity Name: Condo Rental Monroe Township, NJ Investment related: Yes Address: Monroe Parke Monroe Township, NJ Nature of the other business: Family owned condo rental property Position/Title/Relationship: Owner Start Date: 31-Oct-2019 Approximate # of hours a month: 1-2 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Collect rental payments and maintain rental files ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY OR PRIVATE INVESTMENT WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 12/15/2018 ADDRESS: 434 MONROE, NJ. TOWNHOME/CONDO. DETAILS: Condo rental property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1-2 HOURS DURING TRADING: 0 ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 11/1/2018 ADDRESS: 30 OLD BRIDGE, NJ. DETAILS: Passive Rental Income from the real estate property INVESTMENT RELATED: YES HOURS DEDICATED (per month unless otherwise indicated): 1 TO 2 HOURS PER MONTH HOURS DURING TRADING: 1 TO 2 HOURS PER MONTH *563307- Rental Property; Investment related -Yes; Wall, New Jersey; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2023; During business hours: 0; After business hours: 1; Administrative *563309- Rental Property; Investment related -Yes; Monroe, New Jersey; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 0; After business hours: 1; Administrative *601814 - Family Rental Property; Investment Related - Yes; Wall, New Jersey; Rental Property; Sole Proprietor/Owner (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 08/2024; During Business Hours: 0; After Business Hours: 2; Administrative.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1999-06-30 |
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