Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2011-07-26 |
| CT | RA | APPROVED | 2007-05-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Hartford | CT | 05/2001 | Present |
| Bank Of America, N.A. | Hartford | CT | 07/2011 | Present |
I*137472 For profit or not for profit: Non-Profit Organization Name of outside business organization: Building Homes For Heros Investment related: N Address of business: Island Park, New York 11558 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 4/21/2021 Number of hours devoted: 30 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: helping organize golf tournament which will be held annually at Ellington Ridge CC. working with golf professional on tee gifts (i.e shirts, tees, towels)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1998-08-07 |
Reach out to this advisor