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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-07
MI RA APPROVED 2010-10-06
  • TX RA
    APPROVED_RES
    Since 2025-01-07
  • MI RA
    APPROVED
    Since 2010-10-06

Branch Locations

3337 S Airport Rd W Ste 4, Traverse City, MI 49684-7927 • United States

Traverse City, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Traverse City MI 09/2005 03/2020
Ameriprise Financial Services, Llc Traverse City MI 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 3337 S. Airport Road W. #4Traverse City, MI 49684, ,; ; / Single Family; 270 Peach Tree Dr. Traverse City MI, 49696, ,; ; 11/01/2012. Business Ownership; B3T Properties, LLC; ; Property Management; 3337 S. Airport Road W. #4Traverse City, MI 49684, ,; ; ; 1 to 9 hours per month; / RRL, LLC; ; Cost Sharing Business; 3337 S. Airport Road W. #4Traverse City, MI 49684, ,; ; ; 1 to 9 hours per month; / Revett Services, LLC; Owner; Real Estate; 3337 S Airport Rd West #4, , Travere City, MI, 49684; Investment-Related; 10/05/2012; 1 to 9 hours per month; 0 during trading hours. Board of Directors; Miller Creek Commerce Association, Inc.; Director; 3347 S Airport Rd W #b, , Traverse City, MI, 49684; Not Investment-Related; 06/19/2023; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-08
S63 Uniform Securities Agent State Law Examination 1998-06-12
  • S65 Uniform Investment Adviser Law Examination
    2010-09-08
  • S63 Uniform Securities Agent State Law Examination
    1998-06-12

View on SEC IAPD

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