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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-14
KY RA APPROVED 2019-06-04
  • TX RA
    APPROVED
    Since 2020-07-14
  • KY RA
    APPROVED
    Since 2019-06-04

Branch Locations

120 Sears Ave Suite 128, Louisville, KY 40207-5072 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 04/2019 Present
Papa John's International Louisville KY 10/2006 03/2019
  • 04/2019 → Present
    St Louis, MO
  • 10/2006 → 03/2019
    Papa John's International
    Louisville, KY
Other Businesses

Orange Cardinal Concepts, Inc. Type of business: Operates Supercuts salons Prospect, KY Start date: 1/13/2019 President Hours per week: 15 Hours during trading: 0 Owner and President of the company. Oversee employee recruitment, hiring, and strategy. ************ "Orange Cardinal Concepts, Inc. Type: Operates Supercuts salons Date: 01/13/19 Title: President Trad Hrs: 0 Tot Hrs: 0 Desc: Owner and President of the company. Oversee employee recruitment, hiring, and strategy. Company has been shut down and is in the process of closing. Final tax returns will be filed in 2023. City-State: Prospect KY"

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-06-03
S63 Uniform Securities Agent State Law Examination 1999-06-11
  • S66 Uniform Combined State Law Examination
    2019-06-03
  • S63 Uniform Securities Agent State Law Examination
    1999-06-11
Designations
Other Names
  • Roger Dwaine Cox
  • Roger Cox

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Louisville, KY

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