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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2006-03-23
  • NV RA
    APPROVED
    Since 2006-03-23

Branch Locations

3883 Howard Hughes Pkwy Ste 700, Las Vegas, NV 89169 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Northwestern Mutual Life Insurance Company Milwaukee WI 03/1998 Present
Northwestern Mutual Investment Services, Llc Las Vegas NV 10/1998 Present
Northwestern Mututal Wealth Management Company Milwaukee WI 01/2011 Present
  • 03/1998 → Present
    The Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/1998 → Present
    Las Vegas, NV
  • 01/2011 → Present
    Northwestern Mututal Wealth Management Company
    Milwaukee, WI
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. AS OF 11/30/2010, 50% OWNERSHIP IN RENTAL PROPERTY LOCATED AT 167 TIMBERLINE DESERT CT., HENDERSON, NV 89012. SPENDS APPROXIMATELY ONE HOUR PER MONTH MAINTAINING THE PROPERTY. 3. MANN CONSULTING, INC. 2049 POETRY AVE, HENDERSON, NV. 100% OWNER OF S-CORP USED FOR TAX PURPOSES. NOT INVESTMENT RELATED, START DATE 01/2014, NO TIME SPENT. 4. OWNER, DM ENTERPRISES AND INSURANCE SERVICES, 2049 POETRY AVENUE, HENDERSON, NEVADA, 89052, UNITED STATES OF AMERICA, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 12/31/2013, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-13
S63 Uniform Securities Agent State Law Examination 1998-12-15
  • S66 Uniform Combined State Law Examination
    2006-03-13
  • S63 Uniform Securities Agent State Law Examination
    1998-12-15
Other Names
  • David Clinton Mann

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