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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-01-07 |
| NJ | RA | APPROVED | 2008-10-21 |
Branch Locations
109 North Avenue, Westfield, NJ 07090 • United States
3 Robert Road, Hazlet, NJ 07730 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Weehawken | NJ | 10/2008 | Present |
1. Newcomers and Neighbors of Colts Neck, Holmdel and Surrounding Areas, Social Group, Officer, Treasurer role for a small community social group with less than $ in assets at a bank, Responsibilities include depositing checks, writing checks and maintaining budget for club, start date-3/1/2018, NJHolmdelUnited States 07733.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-29 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
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