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Patricia Michelle Fontan

Morgan Stanley

Las Vegas, NV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-03
NV RA APPROVED 2011-11-07
  • TX RA
    APPROVED_RES
    Since 2020-03-03
  • NV RA
    APPROVED
    Since 2011-11-07

Branch Locations

8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Las Vegas NV 10/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 10/2011 → Present
    Morgan Stanley Smith Barney
    Las Vegas, NV
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
  • 2011-01-03 → 2011-10-10
    Wells Fargo Clearing Services, Llc
    Las Vegas, NV
  • 2005-02-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Las Vegas, NV
    Las Vegas, NV
    Las Vegas, NV
Other Businesses

1.Rental Property; No; Las Vegas, NV; Owner; October 2015; 1 Hour; 0 Trading Hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-11-25
  • S66 Uniform Combined State Law Examination
    1998-11-25
Other Names
  • Tricia Michelle Fontan
  • Patricia Michelle Fontan-Sorlie

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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