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1406 Pearl Street, Boulder, CO 80302 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-06 |
| TN | RA | APPROVED | 2026-03-06 |
Branch Locations
1406 Pearl Street, Boulder, CO 80302 • United States
475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-04-26 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
1630 30Th Street, Suite A227, Boulder, CO 80301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Minneapolis | MN | 03/2016 | 03/2017 |
| Farmers Insurance | Eagan | MN | 03/2017 | 05/2017 |
| Unemployed | Minneapolis | MN | 05/2017 | 06/2017 |
| Axa Advisors, Llc | New York | NY | 06/2017 | 06/2018 |
| Gradient Advisors, Llc | Arden Hills | MN | 07/2018 | 06/2019 |
| Gradient Securities, Llc | Arden Hills | MN | 01/2019 | 06/2019 |
| The Leaders Group, Inc. | Littleton | CO | 09/2019 | 12/2021 |
| Sons Of Norway | Minneapolis | MN | 08/2019 | 10/2021 |
| Unemployed | Minneapolis | MN | 06/2019 | 08/2019 |
| Polish Falcons Of America | Pittsburg | PA | 03/2022 | 08/2024 |
| The Leaders Group Inc | Littleton | CO | 04/2022 | 07/2026 |
| Bonsai Llc | Boulder | CO | 09/2024 | Present |
| Bonsai Advisors Llc | Boulder | CO | 02/2026 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 07/2026 | Present |
1.) TLG ADVISORS INC - 4/26/2022 - 475 Springfield Avenue, Summit, NJ- IAR, Invt Rel, RIA business, 0 hrs/mo; 0 hrs/mo (during trading hours). 2.) BONSAI LLC - 9/1/2024 - 1630 30th Street, Suite A-227, Boulder, CO 80301- Sales, Overseeing internal sales, Not Invt Rel, 160 hrs/mo; 130 hrs/mo (during trading hours). 3.) Rental Property - 01/2005 - Owner, maintains and approves renters. Not investment related, 1 hour/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-08-16 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-05 |
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