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Mary Dorsey-Evans

Morgan Stanley

La Jolla, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2011-07-08
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2011-07-08

Branch Locations

1111 Prospect Street, La Jolla, CA 92037 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc La Jolla CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    La Jolla, CA
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    La Jolla, CA
  • 2003-03-13 → 2007-04-02
    Morgan Stanley Dw Inc.
    Lajolla, CA
    La Jolla, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-02-27
  • S66 Uniform Combined State Law Examination
    2003-02-27
Other Names
  • Mary Dorsey
  • Mary Dorseyevans

View on SEC IAPD

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WEDBUSH SECURITIES INC. · LA JOLLA, CA
UBS FINANCIAL SERVICES INC. · LA JOLLA, CA
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