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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-05-27 |
| NJ | RA | APPROVED | 2018-09-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Westfield | NJ | 02/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Westfield | NJ | 11/2016 | 09/2018 |
| Raymond James Financial Services, Inc. | Westfield | NJ | 09/2018 | Present |
| Raymond James Financial Services Advisors, Inc. | Westfield | NJ | 09/2018 | Present |
(1)Name of Business: First Congregational Church of Westfield Address: Shadowlawn Dr, Westfield, NJ, 07090, United States Activity Type: Religious Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/31/2024 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: ? Management and good stewardship of all church finances and\ninvestments including management of the endowment\n? Care and Maintenance of the church buildings and grounds to\nprovide a suitable environment for which to serve God\n? Initiation and management of capital appeals and fund\ndevelopment initiatives\n? Developing and tracking adherence to the annual budget\n? Conducting / overseeing financial or property audits\n? General bookkeeping for the church.\n (2)Name of Business: Rabadeau Wealth Group Address: 324 E Broad St, Westfield, NJ, 07090, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/07/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-01-26 |
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