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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2015-09-21 |
Branch Locations
350 W Colorado Blvd Ste 390 [Pn-Rbo], Pasadena, CA 91105 • United States
444 E Huntington Dr, Arcadia, CA 91006 • United States
1803 Walnut Grove Ave, Rosemead, CA 91770 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Pasadena | CA | 09/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pasadena | CA | 11/2016 | Present |
RENTAL PROPERTY; INV RELATED; LAS VEGAS, NV; 100% OWNERSHIP; START 4/15/2015; 5 HOURS PER MONTH, 0 DURING TRADING; OWNER. RENTAL PROPERTY; INV RELATED; LAS VEGAS, NV; 100% OWNERSHIP; START 5/15/2015; 5 HOURS PER MONTH, 0 DURING TRADING; OWNER. RENTAL PROPERTY; INV RELATED; LAS VEGAS, NV; 100% OWNERSHIP; START 11/20/2015; 5 HOURS PER MONTH, 0 DURING TRADING; OWNER, LANDLORD. RENTAL PROPERTY; INV RELATED; LAS VEGAS, NV; 100% OWNERSHIP; START 1/13/2016; 5 HOURS PER MONTH, 0 DURING TRADING; OWNER, LANDLORD. RENTAL PROPERTY; INV RELATED; LAS VEGAS, NV; 100% OWNERSHIP; START 7/5/2016; 5 HOURS PER MONTH, 0 DURING TRADING; LANDLORD. RENTAL PROPERTY; INV RELATED; LA PUENTE, CA; OWNER; START: 3/1/16; 10 HR/MO; 0 DURING TRADING. LILYLINK PROPERTIES, LLC, INVT RELATED, LA PUENTE, CA, 100% OWNERSHIP, START DATE 8/15/2019, 20 HRS PER MONTH, 0 HRS DURING TRADING, REVIEWING RENTAL PROPERTY MATTERS AND FINANCIAL STATEMENTS RENTAL PROPERTY; INVESTMENT RELATED; LA PUENTE,CA; 100% OWNERSHIP; START DATE 02/01/2021; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OWNER. RENTAL PROPERTY; INVESTMENT RELATED; CHINO,CA; 100% OWNERSHIP; START DATE 05/01/2020; NUMBER OF HOURS PER MONTH 5; NUMBER OF HOURS DURING TRADING 0; OWNER.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2000-01-18 |
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