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Jason A. Klocke

J.P. Morgan Securities LLC

Boulder, CO

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-03
CO RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2023-11-03
  • CO RA
    APPROVED
    Since 2012-10-01

Branch Locations

603 S. Broadway, Boulder, CO 80305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Boulder CO 10/2012 Present
Jpmorgan Chase Bank, N.A. Boulder CO 07/2013 Present
Previous Registrations
  • 2010-04-21 → 2012-10-01
    Chase Investment Services Corp.
    Westminster, CO
    Arvada, CO
    Boulder, CO
  • 2006-05-16 → 2010-04-01
    Lpl Financial Llc
    Denver, CO
    Lakewood, CO
    Greenwood Village, CO
    Castle Rock, CO
    Denver, CO
    Commerce City, CO
    Denver, CO
    Granby, CO
    Englewood, CO
    Highlands Ranch, CO
    Lakewood, CO
    Longmont, CO
    Denver, CO
    Northglenn, CO
    Parker, CO
    Denver, CO
    Superior, CO
    Denver, CO
    Denver, CO
  • 2005-05-18 → 2006-05-03
    U.S. Bancorp Investments, Inc.
    Denver, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Denver, CO
    Lakewood, CO
    Denver, CO
    Denver, CO
    Batavia, OH
    Cincinnati, OH
    Cincinnati, OH
    Cincinnati, OH
    Milford, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-05-17
S63 Uniform Securities Agent State Law Examination 1998-03-20
  • S65 Uniform Investment Adviser Law Examination
    2005-05-17
  • S63 Uniform Securities Agent State Law Examination
    1998-03-20
Other Names
  • Jason Andrew Klocke

View on SEC IAPD

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