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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Santa Barbara | CA | 07/2008 | 03/2019 |
| Morgan Stanley Smith Barney | Santa Barbara | CA | 06/2009 | 03/2019 |
| Wells Fargo Clearing Services, Llc | Santa Barbara | CA | 03/2019 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; OXNARD,CA; START DATE 11/01/2008; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; PROPERTY MAINTENANCE.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-02-12 |
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