Brahm Jacob Rossiter

Current Employers

Employment History

• 10/2003 → Present
  Lpl Financial, Llc
  Lemoore, CA
• 09/2024 → Present
  Global Retirement Partners, Llc
  San Rafael, CA

Previous Registrations

• 2000-03-16 → 2003-11-12
  Ubs Financial Services Inc.
  San Diego, CA

Other Businesses

1. 11/14/2003: ROSSITER WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA. 2. 10/17/2006: ROSSITER WEALTH MANAGEMENT MORTAGE SERVICES - Investment Related - Mortgage/Real Estate Services - Time Spent 10% - Add the possiblity of selling properties to outside business activity. Do not plan to be involved in many transactions 3. 11/3/2011: R.W.M. FINANCIAL GROUP - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE DBA - INSURANCE AGENT - Time Spent 10% - REFER FIXED INSURANCE CLIENTS TO PACIFIC AN INSURANCE. 4. 6/9/2021 - R3 - Not Investment Related - 13864 17th Ave Lemoore, CA 93245 - Business Entity For Tax/Investment Purposes Only - Start Date: 2/5/2021 - 1 Hours Per Month/0 Hours During Securities Trading - Hold and manage real estate and other investments owned by my parents and siblings. 5. 2/4/2022 - Point Break Solutions LLC - Not Investment Related - 2173 Camino Del Este #6109 San Diego, CA 92108 - Other-Business Owner - Started 01/03/2022 - 5 Hours Per Month/0 Hours During Securities Trading. 6. 09/17/2024 - Global Retirement Partners LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 07/02/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through Global Retirement Partners LLC, an independent investment advisor firm. I started this business activity in 7/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 12/19/2024- RWM Financial Group- Registered Investment Advisor DBA- INV Related- At Reported Business Location(s)- Start date 07/02/2024- 160 Hours Per Month- 160 Hours During Trading 8. 12/20/2024- Real Estate Rental- INV Related- Home based- Start date 10/01/2008- 1 Hours Per Month 9) 05/16/2025 - Rossiter Wealth Management - Inv Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 02/01/2016 - 160 Hours Per Month- 6 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2000-02-21