Daniel James O'SHea

Current Employers

Employment History

• 05/2009 → 11/2016
  Wells Fargo Advisors Llc
  Bronx, NY
• 11/2016 → 05/2018
  Wells Fargo Clearing Services, Llc
  Bronx, NY
• 05/2018 → 02/2020
  Ameriprise Financial Services Inc
  Tarrytown, NY
• 03/2020 → 04/2021
  Private Client Services
  Tarrytown, NY
• 04/2021 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 03/2020 → Present
  Onyx Bridge Wealth Group Llc
  Tarrytown, NY

Previous Registrations

• 2018-05-11 → 2020-02-13
  Ameriprise Financial Services, Llc
  Tarrytown, NY
• 2007-02-07 → 2018-05-15
  Wells Fargo Clearing Services, Llc
  Bronx, NY
  Jamaica, NY
  White Plains, NY
  Yonkers, NY
  Yonkers, NY
  Harrison, NY
  Chappaqua, NY
  Harrison, NY
  Tarrytown, NY

Other Businesses

1) Onyx Bridge Wealth Group; Investment Related; 120 White Plains Road, Suite 115, Tarrytown, NY 10591; RIA; Investment Adviser Representative; Start Date: 3/3/2020; hrs/mth: 40; hours during trading: 40; Duties: Portfolio Management 2) PKS Financial; Investment Related; 80 State Street, Albany, NY 12207; Fixed/Traditional Insurance; Agent; Start Date: 4/1/2021; hrs/mth 4, hours during trading: 4; Duties: Sales of Fixed/Traditional Insurance Products 3) Fixed Insurance; Investment Related; 120 White Plains Road, Suite 115, Tarrytown, NY 10591; Fixed/Traditional Insurance; Agent; Start Date: 4/1/2021; hrs/mth: 4; hours during trading: 4; Duties: Sales of Fixed/Traditional Insurance Products 4) Ardsley Engine Company; Not Investment Related; 5050 Ashford Avenue; Volunteer Fire Dept; President; Start Date: 01/01/2010; appx hrs/mth: 3; number of hours during trading: 0; Duties: run monthly meetings.

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-01-30
• S63 Uniform Securities Agent State Law Examination
  1998-02-13

Other Names

• Daniel James Oshea