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Current Employers
Aspire Capital Advisors Llc

1815 North 45Th Street Suite 105, Seattle, WA 98103 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2021-07-01
  • WA RA
    APPROVED
    Since 2021-07-01

Branch Locations

1524 Market Street, Suite 100, Kirkland, WA 98033 • United States

1815 North 45Th Street Suite 105, Seattle, WA 98103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Financial Services International Corp. Seattle WA 06/1998 12/2017
Kirkland Financial Advisers Kirkland WA 07/1998 Present
Kms Financial Services, Inc Seattle WA 11/2017 11/2020
Securities America, Inc. Kirkland WA 11/2020 07/2021
Arbor Point Advisors Kirkland WA 11/2020 07/2021
Aspire Capital Advisors Llc Kirkland WA 07/2021 Present
M.S. Howells & Co. Kirkland WA 07/2021 08/2022
  • 06/1998 → 12/2017
    Financial Services International Corp.
    Seattle, WA
  • 07/1998 → Present
    Kirkland Financial Advisers
    Kirkland, WA
  • 11/2017 → 11/2020
    Kms Financial Services, Inc
    Seattle, WA
  • 11/2020 → 07/2021
    Securities America, Inc.
    Kirkland, WA
  • 11/2020 → 07/2021
    Arbor Point Advisors
    Kirkland, WA
  • 07/2021 → Present
    Kirkland, WA
  • 07/2021 → 08/2022
    M.S. Howells & Co.
    Kirkland, WA
Previous Registrations
  • 2020-11-06 → 2021-07-06
    Arbor Point Advisors
    Kirkland, WA
  • 2017-12-05 → 2020-11-06
    Kms Financial Services, Inc.
    Kirkland, WA
    Scottsdale, AZ
    Seattle, WA
  • 1999-04-16 → 2017-12-05
    Fsic
    Boca Raton, FL
    Seattle, WA
    Boca Raton, FL
    Kirkland, WA
    Edmonds, WA
Other Businesses

1.MAY 2012; AIRBNB RENTAL, SCOTTSDALE, AZ; NON INVESTMENT RELATED; OWNER; RENTAL/REAL ESTATE; DEVOTE 10 HRS/MONTH DURING NON MARKET HOURS. 2. SEPT 1997; DEAN FINANCIAL, KIRKLAND, WA; NON INVESTMENT RELATED; OWNER; INSURANCE LTC & LIFE; DEVOTE 5 HRS/MONTH DURING MARKET HOURS. 3. SEPT 2000; KIRKLAND FINANCIAL ADVISERS, KIRKLAND, WA; INVESTMENT RELATED; DBA FINANCIAL PLANNING; DEVOTE 150 HRS/MONTH DURING MARKET HOURS. 4. SEPT 1981; DEAN FINANCIAL MANAGEMENT, KIRKLAND, WA; INVESTMENT RELATED; FINANCIAL PLANNING; OWNER; DEVOTE 150 HRS/MONTH DURING MARKET HOURS. 5. JULY 2021; ASPIRE CAPITAL ADVISORS, KIRKLAND, WA; INVESTMENT RELATED; RIA; FINANCIAL ADVISOR; DEVOTE 150 HRS/MONTH, 100 HRS/MONTH DURING MARKET HOURS. 6. JULY 2023; ANNE MARIE AESTHETICS, BELLEVUE, WA; NON INVESTMENT RELATED; CONSUMER SERVICES; CONSULTANT; DEVOTE 16 HRS/MONTH, 0 HRS/MONTH DURING MARKET HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-30
S63 Uniform Securities Agent State Law Examination 1998-03-13
  • S65 Uniform Investment Adviser Law Examination
    1999-03-30
  • S63 Uniform Securities Agent State Law Examination
    1998-03-13
Other Names
  • Shaun J Dean

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