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1815 North 45Th Street Suite 105, Seattle, WA 98103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2021-07-01 |
Branch Locations
1524 Market Street, Suite 100, Kirkland, WA 98033 • United States
1815 North 45Th Street Suite 105, Seattle, WA 98103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Financial Services International Corp. | Seattle | WA | 06/1998 | 12/2017 |
| Kirkland Financial Advisers | Kirkland | WA | 07/1998 | Present |
| Kms Financial Services, Inc | Seattle | WA | 11/2017 | 11/2020 |
| Securities America, Inc. | Kirkland | WA | 11/2020 | 07/2021 |
| Arbor Point Advisors | Kirkland | WA | 11/2020 | 07/2021 |
| Aspire Capital Advisors Llc | Kirkland | WA | 07/2021 | Present |
| M.S. Howells & Co. | Kirkland | WA | 07/2021 | 08/2022 |
1.MAY 2012; AIRBNB RENTAL, SCOTTSDALE, AZ; NON INVESTMENT RELATED; OWNER; RENTAL/REAL ESTATE; DEVOTE 10 HRS/MONTH DURING NON MARKET HOURS. 2. SEPT 1997; DEAN FINANCIAL, KIRKLAND, WA; NON INVESTMENT RELATED; OWNER; INSURANCE LTC & LIFE; DEVOTE 5 HRS/MONTH DURING MARKET HOURS. 3. SEPT 2000; KIRKLAND FINANCIAL ADVISERS, KIRKLAND, WA; INVESTMENT RELATED; DBA FINANCIAL PLANNING; DEVOTE 150 HRS/MONTH DURING MARKET HOURS. 4. SEPT 1981; DEAN FINANCIAL MANAGEMENT, KIRKLAND, WA; INVESTMENT RELATED; FINANCIAL PLANNING; OWNER; DEVOTE 150 HRS/MONTH DURING MARKET HOURS. 5. JULY 2021; ASPIRE CAPITAL ADVISORS, KIRKLAND, WA; INVESTMENT RELATED; RIA; FINANCIAL ADVISOR; DEVOTE 150 HRS/MONTH, 100 HRS/MONTH DURING MARKET HOURS. 6. JULY 2023; ANNE MARIE AESTHETICS, BELLEVUE, WA; NON INVESTMENT RELATED; CONSUMER SERVICES; CONSULTANT; DEVOTE 16 HRS/MONTH, 0 HRS/MONTH DURING MARKET HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-13 |
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