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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2008-11-12
  • OH RA
    APPROVED
    Since 2008-11-12

Branch Locations

8080 Beckett Center Dr Ste 102, West Chester, OH 45069-5028 • United States

West Chester, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc West Chester OH 11/2008 Present
Previous Registrations
Other Businesses

1. 10/10/2008 - FOCUS WEALTH MANAGEMENT, LLC 8745 UNION CENTRE BLVD WEST CHESTER, OH 45069 INVESTMENT RELATED- REGISTERED REPRESENTATIVE START DATE: 11/10/2008 I WILL DEVOTE 120 HOURS A MONTH TO THIS BUSINESS. I WILL BE SOLICTING THE SALE OF STOCKS, BONDS, MUTUAL FUNDS, ANNUITIES, AND MANAGED MONEY ACCOUNTS.; 2. 07/28/2014 - JOHN WEIGEL, LLC - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - WEST CHESTER, OH

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-06-03
  • S66 Uniform Combined State Law Examination
    1998-06-03

View on SEC IAPD

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