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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-02-10 |
| CA | RA | APPROVED | 2007-09-04 |
Branch Locations
990 W. 190Th St Ste 500, Torrance, CA 90502 • United States
5000 Birch Street #8000, Newport Beach, CA 92660-2158 • United States
Laguna Niguel, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (Formerly: Linsco/Private Ledger Corp.) | Newport Beach | CA | 09/2007 | Present |
| Pence Wealth Management | Newport Beach | CA | 05/2008 | Present |
(1) 06/06/2008 - PENCE WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 03/04/2026 - Woodleigh Wealth - Business Entity For Tax/Investment Purposes Only - Not Investment Related - Laguna Niguel, CA - Start Date 05/31/2022 - 1 hour per month
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-01-28 |
| S65 | Uniform Investment Adviser Law Examination | 1998-01-24 |
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