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Derek David Rosenberg

Morgan Stanley

Las Vegas, NV

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-04-09
TX RA APPROVED_RES 2025-04-04
  • NV RA
    APPROVED
    Since 2025-04-09
  • TX RA
    APPROVED_RES
    Since 2025-04-04

Branch Locations

8548 Rozita Lee Avenue Suite 400, Las Vegas, NV 89113 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 03/2010 11/2018
Bank Of America, N.A. Las Vegas NV 05/2011 11/2018
Ameriprise Financial Services Inc. Las Vegas NV 11/2018 03/2020
Ameriprise Financial Services, Llc Las Vegas NV 03/2020 04/2025
Morgan Stanley Smith Barney Llc Las Vegas NV 04/2025 Present
Morgan Stanley Private Bank, N.A New York NY 05/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-08-15
S63 Uniform Securities Agent State Law Examination 1998-01-16
  • S65 Uniform Investment Adviser Law Examination
    2006-08-15
  • S63 Uniform Securities Agent State Law Examination
    1998-01-16
Designations
Other Names
  • Derek David Rosenberg
  • Derek Rosenberg

View on SEC IAPD

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Other Offices

YH&C INVESTMENTS INC. · LAS VEGAS, NV
MM MACHINE, LLC · LAS VEGAS, NV
QUANTIFIX CAPITAL MANAGEMENT, LLC · LAS VEGAS, NV
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LAS VEGAS, NV
AI AGENT CAPITAL, LLC · LAS VEGAS, NV
BETTER CAPITAL MANAGEMENT LLC · LAS VEGAS, NV
U.S. BANCORP ADVISORS, LLC · Las Vegas, NV
ROSTEN CAPITAL INVESTMENTS LLC · LAS VEGAS, NV

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